-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MK7CxQkya/WvQNBUa+uQh3on6Azqg+0RYmK1dMmHO7eBjldVs56UpwAYIW/qR29b 94cLzgG/nduPHXHcEAdHrQ== 0000950005-97-000251.txt : 19970222 0000950005-97-000251.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950005-97-000251 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VISIONEER INC CENTRAL INDEX KEY: 0001002517 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770411272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49737 FILM NUMBER: 97533744 BUSINESS ADDRESS: STREET 1: 34800 COMPUS DRIVE CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 4158126400 MAIL ADDRESS: STREET 1: 2560 W BAYSHORE RD CITY: PALO ALTO STATE: CA ZIP: 94303 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNOLOGY VENTURE INVESTORS 4 LP CENTRAL INDEX KEY: 0001030970 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 983088804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158547472 MAIL ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1 and Restatement)* Visioneer, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 00092830V1 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 18 Pages Exhibit Index Contained on Page 16 - ---------------------------- ------------------------------- CUSIP NO. 000928V1 13 G Page 2 of 18 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Venture Investors-4, L.P. ("TVI-4") Tax ID Number: 94-3088804 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware limited partnership - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 1,942,432 shares, except that TVIM-4, the general partner of TVI-4, and Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-4, may be deemed to have shared power to vote these shares. NUMBER OF -------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY See response to row 5. OWNED BY EACH -------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 1,942,432 shares, except that WITH TVIM-4, the general partner of TVI-4, and Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-4, may be deemed to have shared power to dispose of these shares. -------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,942,432 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.12% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------- ------------------------------- CUSIP NO. 000928V1 13 G Page 3 of 18 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Partners-4, L.P. ("TVIP-4") Tax ID Number: 94-3084677 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware limited partnership - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 227,031 shares, except that TVIM-4, BENEFICIALLY the general partner of TVIP-4, and OWNED BY EACH Messrs. Kagle, Marquardt, McMurtry, REPORTING Wilson and Johnston, the general PERSON partners of TVIM-4, may be deemed WITH to have shared power to vote these shares. -------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 227,031 shares, except that TVIM-4, the general partner of TVIP-4, and Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-4, may be deemed to have shared power to dispose of these shares. -------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 227,031 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.18% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------- ------------------------------- CUSIP NO. 000928V1 13 G Page 4 of 18 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Affiliates-4, L.P. ("TVIA-4") Tax ID Number: 94-3154357 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware limited partnership - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 16,736 shares, except that TVIM-4, BENEFICIALLY the general partner of TVIA-4, and OWNED BY EACH REPORTING Messrs. Kagle, Marquardt, McMurtry, PERSON Wilson and Johnston, the general WITH partners of TVIM-4, may be deemed to have shared power to vote these shares. -------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 16,736 shares, except that TVIM-4, the general partner of TVIA-4, and Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-4, may be deemed to have shared power to dispose of these shares. -------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,736 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.09% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------- ------------------------------- CUSIP NO. 000928V1 13 G Page 5 of 18 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Management-4, L.P. ("TVIM-4") Tax ID Number: 94-3088676 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware limited partnership - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 shares SHARES -------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 2,186,199 shares, of which PERSON 1,942,432 shares are directly owned WITH by TVI-4, 227,031 shares are directly owned by TVIP-4, and 16,736 shares are directly owned by TVIA-4. TVIM-4 is the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote such shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,186,199 shares, of which 1,942,432 shares are directly owned by TVI-4, 227,031 shares are directly owned by TVIP-4, and 16,736 shares are directly owned by TVIA-4. TVIM-4 is the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,186,199 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.39% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ---------------------------- ------------------------------- CUSIP NO. 000928V1 13 G Page 6 of 18 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Robert C. Kagle ("Kagle") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 0 shares SHARES -------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 2,186,199 shares, of which PERSON 1,942,432 shares are directly owned WITH by TVI-4, 227,031 shares are directly owned by TVIP-4 and 16,736 shares are directly owned by TVIA-4. Kagle is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote such shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,800 shares held in the "Mark Wilson and Sydney Lagier, Trustees of TVI Profit Sharing Plan FBO Robert C. Kagle." -------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,186,199 shares, of which 1,942,432 shares are directly owned by TVI-4, 227,031 shares are directly owned by TVIP-4 and 16,736 shares are directly owned by TVIA-4. Kagle is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,187,999 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.39% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT - ---------------------------- ------------------------------- CUSIP NO. 000928V1 13 G Page 7 of 18 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS David F. Marquardt ("Marquardt") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 25,250 shares, of 20,000 are shares BENEFICIALLY issuable upon exercise of a stock OWNED BY EACH REPORTING option. PERSON -------------------------------------------- WITH 6 SHARED VOTING POWER 2,186,199 shares, of which 1,942,432 shares are directly owned by TVI-4, 227,031 shares are directly owned by TVIP-4 and 16,736 shares are directly owned by TVIA-4. Marquardt is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote such shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 25,250 shares, of 20,000 are shares issuable upon exercise of a stock option. -------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,186,199 shares, of which 1,942,432 shares are directly owned by TVI-4, 227,031 shares are directly owned by TVIP-4 and 16,736 shares are directly owned by TVIA-4. Marquardt is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,385,264 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.42% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT - ---------------------------- ------------------------------- CUSIP NO. 000928V1 13 G Page 8 of 18 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Burton J. McMurtry ("McMurtry") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 1,800 shares SHARES -------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY EACH REPORTING 2,186,199 shares, of which PERSON 1,942,432 shares are directly owned WITH by TVI-4, 227,031 shares are directly owned by TVIP-4 and 16,736 shares are directly owned by TVIA-4. McMurtry is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote such shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,800 shares -------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,186,199 shares, of which 1,942,432 shares are directly owned by TVI-4, 227,031 shares are directly owned by TVIP-4 and 16,736 shares are directly owned by TVIA-4. McMurtry is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,187,999 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.39% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT - ---------------------------- ------------------------------- CUSIP NO. 000928V1 13 G Page 9 of 18 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Mark G. Wilson ("Wilson") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 shares BENEFICIALLY -------------------------------------------- OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON 2,186,199 shares, of which WITH 1,942,432 shares are directly owned by TVI-4, 227,031 shares are directly owned by TVIP-4, 16,736 shares are directly owned by TVIA-4 and 900 shares are directly owned by the Mark Wilson and Sydney Lagier, Trustees of TVI Profit Sharing Plan FBO Mark G. Wilson. Wilson is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote such shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 900 shares held in the "Mark Wilson and Sydney Lagier, Trustees of TVI Profit Sharing Plan FBO Mark G. Wilson." -------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,186,199 shares, of which 1,942,432 shares are directly owned by TVI-4, 227,031 shares are directly owned by TVIP-4 and 16,736 shares are directly owned by TVIA-4. Wilson is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,187,099 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.40% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT - ---------------------------- ------------------------------- CUSIP NO. 000928V1 13 G Page 10 of 18 Pages - ---------------------------- ------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS John J. Johnston ("Johnston") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY -------------------------------------------- OWNED BY EACH REPORTING 6 SHARED VOTING POWER PERSON 2,186,199 shares, of which WITH 1,942,432 shares are directly owned by TVI-4, 227,031 shares are directly owned by TVIP-4 and 16,736 shares are directly owned by TVIA-4. Johnston is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote such shares. -------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,400 shares held by Mark Wilson and Sydney Lagier, Trustees of TVI Profit Sharing Plan FBO John J. Johnston. -------------------------------------------- 8 SHARED DISPOSITIVE POWER 2,186,199 shares, of which 1,942,432 shares are directly owned by TVI-4, 227,031 shares are directly owned by TVIP-4 and 16,736 shares are directly owned by TVIA-4. Johnston is a general partner of TVIM-4, the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,187,599 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.39% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT Page 11 of 18 Pages This statement amends and restates the Statement on Schedule 13(G) (the "Original Statement") filed by Technology Venture Investors-4, L.P., a Delaware limited partnership ("TVI-4"), TVI Partners-4, L.P., a Delaware limited partnership ("TVIP-4"), TVI Affiliates-4, L.P., a Delaware limited partnership ("TVIA-4"), TVI Affiliates-4 1988, L.P., a Delaware limited partnership ("TVIA-4 1988"), TVI Management-4, L.P., a Delaware limited partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and John R. Johnston ("Johnston") (collectively, the "Reporting Persons"). ITEM 1(a). NAME OF ISSUER: --------------- Visioneer, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ------------------------------------------------ 2860 W. Bayshore Road Palo Alto, CA 94303 ITEM 2(a). NAME OF PERSONS FILING: ----------------------- This Statement is filed Technology Venture Investors-4, L.P., a Delaware limited partnership ("TVI-4"), TVI Partners-4, L.P., a Delaware limited partnership ("TVIP-4"), TVI Affiliates-4, L.P., a Delaware limited partnership ("TVIA-4"), TVI Management-4, L.P., a Delaware limited partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and John R. Johnston ("Johnston"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." TVIM-4 is the general partner of TVI-4, TVIP-4 and TVIA-4, and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by TVI-4, TVIP-4 and TVIA-4. Kagle, Marquardt, McMurtry, Wilson and Johnston are the general partners of TVIM-4, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by TVI-4, TVIP-4 and TVIA-4. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: ------------------------------------------------------------- The address of the principal business office for each of the Reporting Persons is: Technology Venture Investors 2480 Sand Hill Road Suite 101 Menlo Park, CA 94025 Page 12 of 18 Pages ITEM 2(c) CITIZENSHIP: ------------ TVI-4, TVIM-4, TVIP-4 and TVIA-4 are Delaware limited partnerships, and Kagle, Marquardt, McMurtry, Wilson and Johnston are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: ----------------------------- Common Stock ITEM 2(e). CUSIP NUMBER: ------------- CUSIP # 00092830V1 ITEM 3. Not Applicable -------------- ITEM 4. OWNERSHIP: ---------- The following information with respect to the ownership of Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1996: (a) Amount beneficially owned: -------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ----------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person has: --------------------------------------------- (i) Sole power to vote or to direct the ------------------------------------ vote: ----- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct ------------------------------------ the vote: --------- See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to direct ------------------------------------ the disposition of: ------------------- See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to direct ------------------------------------ the disposition of: ------------------- See Row 8 of cover page for each Reporting Person. Page 13 of 18 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: --------------------------------------------- Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: ---------------------------------------------------------------- Under certain circumstances set forth in the limited partnership agreements of TVI-4, TVIP-4, TVIA-4 and TVIM-4, the general and limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH -------------------------------------------------------------- ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING -------------------------------------------------------------- COMPANY: -------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: ---------------------------------------------------------- Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------- Not applicable. ITEM 10. CERTIFICATION: -------------- Not applicable. Page 14 of 18 SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1997 Technology Venture Investors-4, L.P. /s/ Mark G. Wilson By: TVI Management-4, L.P., ------------------------------- Its General Partner Signature Mark G. Wilson Attorney-In-Fact TVI Partners-4, L.P. /s/ Mark G. Wilson By: TVI Management-4, L.P., ------------------------------- Its General Partner Signature Mark G. Wilson Attorney-In-Fact TVI Affiliates-4, L.P. /s/ Mark G. Wilson By: TVI Management-4, L.P., ------------------------------- Its General Partner Signature Mark G. Wilson Attorney-In-Fact Robert C. Kagle /s/ Mark G. Wilson ------------------------------- Mark G. Wilson Attorney-In-Fact David F. Marquardt /s/ Mark G. Wilson ------------------------------- Mark G. Wilson Attorney-In-Fact Burton J. McMurtry /s/ Mark G. Wilson ------------------------------- Mark G. Wilson Attorney-In-Fact Page 15 of 18 Mark G. Wilson /s/ Mark G. Wilson ------------------------------- John R. Johnston /s/ Mark G. Wilson ------------------------------- Mark G. Wilson Attorney-In-Fact Page 16 of 18 Pages EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 16 Exhibit B: Reference to Mark G. Wilson as Attorney-in-Fact 18 Page 17 of 18 Pages EXHIBIT A --------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Visioneer, Inc. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 13, 1996 /s/ Mark G. Wilson --------------------------------------------- Mark G. Wilson, on behalf of TVI-4, in his capacity as a general partner of TVIM-4, the general partner of TVI-4, on behalf of TVIP-4, in his capacity as a general partner of TVIM-4, the general partner of TVIP-4, on behalf of TVIA-4, in his capacity as a general partner of TVIM-4, the general partner of TVIA-4, and on behalf of TVIM-4, in his capacity as a general partner thereof. /s/ Robert C. Kagle /s/ Mark G. Wilson - -------------------------------- ------------------------------------ ROBERT C. KAGLE MARK G. WILSON /s/ David F. Marquardt /s/ John R. Johnston - -------------------------------- ------------------------------------ DAVID F. MARQUARDT JOHN R. JOHNSTON /s/ Burton J. McMurtry - -------------------------------- BURTON J. MCMURTRY Page 18 of 18 Pages EXHIBIT B --------- REFERENCE TO MARK G. WILSON AS ATTORNEY-IN-FACT ----------------------------------------------- Mark G. Wilson has signed the enclosed documents as Attorney-In-Fact. Note that copies of the applicable Power of Attorneys are already on file with the appropriate agencies. -----END PRIVACY-ENHANCED MESSAGE-----